Private Investment Management (PIM) Program

The Private Investment Management (PIM) Program is a customized portfolio program aimed at achieving our clients’ specific investment goals. It is designed for investors who are seeking long-term portfolio management with a manager who can execute decisions on their behalf. After discussing our investment process, we will help identify the appropriate program to help you achieve your financial goals.

Value of the PIM Program

Why might you want to work with a PIM Manager?

· Your portfolio is put in the hands of an experienced and trusted advisor who knows the scope of your long-term goals.

· It frees your time from being your own asset manager.

· It helps you reach specific investment goals and creates a mix of investments in your portfolio that is personalized to you.

· There’s one fee based on the size of your account, as opposed to traditional trade-based commission charges.

· It’s hands-off for you, but your PIM Manager will keep open and honest communication with you.

PIM Credentials

Wells Fargo Advisors’ PIM Portfolio Managers must meet eligibility requirements which include:

· A minimum of two years of experience as a portfolio manager

· Five years of financial services experience

· Successful completion of stringent securities exams

A PIM Manager is also required to complete advanced training, including an ethics exam, proxy exam, and a 40-hour portfolio management training course. Less than 10% of the firm’s financial advisors have met the criteria to act as PIM Portfolio Managers –

David Hood, Dee Warner, and Justin Hardee are proud to hold this designation.

Contact us to find out if working with a PIM Portfolio Manager is right for you.

The PIM program is not designed for excessively traded or inactive accounts and is not appropriate for all investors. Please carefully review the Wells Fargo Advisors Financial Network advisory disclosure document for a full description of our services. The minimum account size for this program is $50,000.

Warner, Hood, Hardee & Stroud Wealth Advisors

Investment and Insurance Products are:

  • Not Insured by the FDIC or Any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested

This information is intended for use only by residents of (AL, AZ, CA, CO, CT, DC, FL, GA, IA, ID, IN, MA, MD, MI, MO, MT, NC, NJ, NM, NY, OH, PA, SC, TN, TX, UT, VA, WA). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments. Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

Insurance products are offered through nonbank insurance agency affiliates of Wells Fargo & Company and are underwritten by unaffiliated insurance companies.

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